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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2023-10-30
TX RA APPROVED 2023-10-30
  • MI RA
    APPROVED
    Since 2023-10-30
  • TX RA
    APPROVED
    Since 2023-10-30

Branch Locations

455 E Eisenhower Pkwy. Ste. 220, Ann Arbor, MI 48104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Questar Capital Corporation Minneapolis MN 08/2009 01/2019
Questar Asset Management Minneapolis MN 08/2009 01/2019
Parkland Securities Llc Ann Arbor MI 01/2019 12/2022
Sigma Planning Corporation Ann Arbor MI 01/2019 10/2023
Sigma Financial Corporation Ann Arbor MI 01/2023 10/2023
Cambridge Investment Research, Inc. Fairfield IA 10/2023 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 10/2023 Present
  • 08/2009 → 01/2019
    Questar Capital Corporation
    Minneapolis, MN
  • 08/2009 → 01/2019
    Questar Asset Management
    Minneapolis, MN
  • 01/2019 → 12/2022
    Parkland Securities Llc
    Ann Arbor, MI
  • 01/2019 → 10/2023
    Sigma Planning Corporation
    Ann Arbor, MI
  • 01/2023 → 10/2023
    Sigma Financial Corporation
    Ann Arbor, MI
  • 10/2023 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 10/2023 → Present
    Fairfield, IA
Previous Registrations
  • 2019-01-14 → 2023-10-30
    Novi, MI
    Ann Arbor, MI
    Holland, MI
    Novi, MI
    Ann Arbor, MI
  • 2010-06-01 → 2019-01-15
    Questar Asset Management, Inc.
    Minneapolis, MN
    Novi, MI
Other Businesses

1. LAURIE PIPER IAR, 3003 Washtenaw Ave Ste 4, Ann Arbor MI 48104, 1/2023, USING A TRADE NAME/DBA FOR FINANCIAL PLANNING, INV REL, 60 HR/MO - 40 HR TRADING 2. LAURIE PIPER, 3003 Washtenaw Ave. Suite 4, Ann Arbor MI 48104, 8/2009, INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 15 HR/MO - 5 HR TRADING 3. TEMPLE ISRAEL, 5725 Walnut Lake Rd,, West Bloomfield MI 48323, 9/2011, SUNDAY SCHOOL TEACHER, NIR, 10 HR/MO - 0 HR TRADING 4. DELAWARE NORTH, 2645 Woodward Ave., Detroit MI 48201, 10/2018, RETAIL SALES VENDOR, NIR, 24 HR/MO - 0 HR TRADING 5. A NEW PATH FINANCIAL, 3003 Washtenaw Ave. Suite 4, Ann Arbor MI 48104, 9/2017, USING A TRADE NAME/DBA FOR FINANCIAL SERVICES, INV REL, 160 HR/MO - 160 HR TRADING 6. CIRA, 1776 Pleasant Plain Rd, Fairfield IA 52556, 10/2023, IAR AFFILIATION, INV REL, 160 HR/MO - 120 HR TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-07-02
  • S66 Uniform Combined State Law Examination
    2004-07-02
Other Names
  • Laurie Pamela Piper

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