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Tjindiwati Suttio

Morgan Stanley

Pleasanton, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-02-24
CA RA APPROVED 2010-11-09
  • TX RA
    APPROVED_RES
    Since 2020-02-24
  • CA RA
    APPROVED
    Since 2010-11-09

Branch Locations

4309 Hacienda Drive Suite 200, Pleasanton, CA 94588 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Pleasanton CA 10/2010 Present
Previous Registrations
  • 2010-01-01 → 2010-11-12
    Ubs Financial Services Inc.
    San Francisco, CA
  • 2004-07-13 → 2010-01-01
    Ubs International Inc.
    San Francisco, CA
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-05-29
  • S66 Uniform Combined State Law Examination
    2004-05-29
Other Names
  • Tjindiwati Suttio

View on SEC IAPD

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