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Current Employers
Opal Wealth Advisors, Llc

2 Jericho Plaza Suite 208, Jericho, NY 11753 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2025-09-04
CT RA APPROVED 2023-12-06
NY RA APPROVED 2021-04-19
  • VA RA
    APPROVED
    Since 2025-09-04
  • CT RA
    APPROVED
    Since 2023-12-06
  • NY RA
    APPROVED
    Since 2021-04-19

Branch Locations

Alexandria, VA • United States

2 Jericho Plaza Suite 208, Jericho, NY 11753 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 05/2002 02/2021
Purshe Kaplan Sterling Investments Albany NY 02/2021 Present
Opal Wealth Advisors White Plains NY 02/2021 Present
  • 05/2002 → 02/2021
    Edward Jones
    St Louis, MO
  • 02/2021 → Present
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 02/2021 → Present
    Opal Wealth Advisors
    White Plains, NY
Other Businesses

1)Rotary Club of Pleasantville---Investment related:NO---Address:PO Box 169, Pleasantville, NY 10570---Nature: member of club---Position:Board member---Start Date:8/2015---Hours/month:10---Hours/month during trading hours:0---Duties: attend meetings 2)Opal Wealth Advisors--Investment related:yes--445 Hamilton Avenue, 11th floor, White Plains, NY 10601--RIA--Financial Advisor--Start date:2/2021--Hours/month 240--hours/month during trading hours:32--Advisor 3) Man On Fire. Not Investment Related. 700 Canal Street Stamford, CT 06902. Support Group. Part of Senior Leadership. Start Date: 6/1/2020. 12 hrs/ month; none during trading hours. Provide feedback to the management team. Lead a group of men in personal growth via a weekly call and various check-ins throughout the week. 4) Fixed Insurance. Investment Related. At Registered Location. Fixed/ Traditional Insurance. Agent. Start Date: 02/12/2021. 240 hrs/ month; 32 hrs/ month during trading hours. Provide insurance advice based on the needs of client(s).

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-05-10
  • S63 Uniform Securities Agent State Law Examination
    2002-05-10
Designations
Other Names
  • Matt Krouse

View on SEC IAPD

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