Best Investors Account Sign in

Karen Valerie Mendoza

Andbanc Advisory LLC

Miami, FL

Claim This Profile
Current Employers
Andbanc Advisory Llc

201 S. Biscayne Blvd. Suite 1100, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2015-12-17
  • FL RA
    APPROVED
    Since 2015-12-17

Branch Locations

201 S. Biscayne Blvd. Suite 1100, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Andbanc Brokerage Llc Miami FL 12/2015 Present
Andbanc Advisory Llc Miami FL 12/2015 Present
  • 12/2015 → Present
    Andbanc Brokerage Llc
    Miami, FL
  • 12/2015 → Present
    Andbanc Advisory Llc
    Miami, FL
Previous Registrations
  • 2009-06-01 → 2015-12-07
    Morgan Stanley
    Miami, FL
  • 2007-12-05 → 2009-06-03
    Ubs International Inc.
    Miami, FL
  • 2009-05-14 → 2009-06-01
    Morgan Stanley & Co. Llc
    Miami, FL
Other Businesses

INVESTMENT ADVISER REPRESENTATIVE OF AFFILIATED ADVISER, ANDBANC ADVISORY LLC SINCE DECEMBER 2015.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-03
  • S66 Uniform Combined State Law Examination
    2007-12-03
Other Names
  • Mendoza Valerie Karen

View on SEC IAPD

Other Firms

HOLLANDER ASSET MANAGEMENT LLC
GFG CAPITAL
XP ADVISORY US, INC.
ESCHATON OPPORTUNITIES FUND MANAGEMENT LP
EFG PRIVATE WEALTH MANAGEMENT (AMERICAS) CORP.
PILOTAI WEALTH
ARKHE WEALTH MANAGEMENT
SAMUEL & ASSOCIATES INVESTMENT MANAGEMENT LP

Other Investors

BIANCA MIA HOLLANDER PONTES
CARLOS HOLLANDER
EDUARDO NMN GRUENER
Cesar Florido Filho
Caio Henrique Costa Bello
FELIPE VIANNA GROSSO
ANA CAROLINA DA ROCHA CHEDE
BRUNA GOMES ZANARDI

Other Offices

HOLLANDER ASSET MANAGEMENT LLC · MIAMI, FL
GFG CAPITAL · MIAMI, FL
XP ADVISORY US, INC. · MIAMI, FL
ESCHATON OPPORTUNITIES FUND MANAGEMENT LP · MIAMI, FL
EFG PRIVATE WEALTH MANAGEMENT (AMERICAS) CORP. · MIAMI, FL
PILOTAI WEALTH · MIAMI, FL
ARKHE WEALTH MANAGEMENT · MIAMI, FL
SAMUEL & ASSOCIATES INVESTMENT MANAGEMENT LP · MIAMI, FL

More in Miami, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor