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410 Mill St Suite 107, Mount Pleasant, SC 29464 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2023-12-06 |
| SC | RA | APPROVED | 2012-02-06 |
| TX | RA | APPROVED_RES | 2012-01-04 |
Branch Locations
109 Simmons Street, Mount Pleasant, SC 29464 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Saos Capital, Llc | Mount Pleasant | SC | 11/2011 | Present |
| Kovack Securities Inc. | Mt Pleasant | SC | 10/2014 | 04/2019 |
OUTSIDE INSURANCE SALES - 109 SIMMONS STREET, MOUNT PLEASANT, SC 29464; FIXED INSURANCE; NON INVESTMENT RELATED; MANAGING MEMBER; ADVISOR-SALES; 5% OF TIME SPENT
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-05-02 |
| S63 | Uniform Securities Agent State Law Examination | 2002-05-23 |
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