Best Investors Account Sign in
Inactive

Jonathan Michael Bernstein

Bakeravenue

Southlake, TX

San Francisco, CA

Claim This Profile
Current Employers
Bakeravenue

One Embarcadero Center Ste 2530, San Francisco, CA 94111 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-05-09
CT RA APPROVED 2024-04-23
NJ RA APPROVED 2024-04-23
NY RA APPROVED 2024-04-23
TX RA APPROVED 2024-04-23
  • FL RA
    APPROVED
    Since 2024-05-09
  • CT RA
    APPROVED
    Since 2024-04-23
  • NJ RA
    APPROVED
    Since 2024-04-23
  • NY RA
    APPROVED
    Since 2024-04-23
  • TX RA
    APPROVED
    Since 2024-04-23

Branch Locations

550 Reserve St Ste 210, Southlake, TX 76092 • United States

One Embarcadero Center Ste 2530, San Francisco, CA 94111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc New York NY 07/2010 04/2020
Fidelity Personal And Workplace Advisors Boston MA 07/2018 04/2020
Charles Schwab & Co., Inc. Westlake TX 04/2020 03/2024
Charles Schwab Bank, Ssb Westlake TX 04/2020 03/2024
Baker Avenue Asset Management, Lp Southlake TX 04/2024 Present
  • 07/2010 → 04/2020
    Fidelity Brokerage Services Llc
    New York, NY
  • 07/2018 → 04/2020
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 04/2020 → 03/2024
    Charles Schwab & Co., Inc.
    Westlake, TX
  • 04/2020 → 03/2024
    Charles Schwab Bank, Ssb
    Westlake, TX
  • 04/2024 → Present
    Baker Avenue Asset Management, Lp
    Southlake, TX
Previous Registrations
  • 2020-05-15 → 2024-05-06
    Charles Schwab & Co., Inc.
    Richfield, OH
    Westlake, TX
  • 2018-07-13 → 2020-04-15
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2012-11-12 → 2018-07-13
    Strategic Advisers Llc
    Millburn, NJ
    New York, NY
    Jersey City, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-12-16
S63 Uniform Securities Agent State Law Examination 2002-05-09
  • S66 Uniform Combined State Law Examination
    2010-12-16
  • S63 Uniform Securities Agent State Law Examination
    2002-05-09
Designations

View on SEC IAPD

Other Firms

RAYMOND JAMES & ASSOCIATES, INC.
DOUBLE EAGLE CAPITAL MANAGEMENT LP
PLANGUIDE FINANCIAL
RIDGEWOOD WEALTH MANAGEMENT LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
PROPHET EQUITY MANAGEMENT LLC
PROPHET EQUITY MANAGEMENT II LLC
TABERNACLE EQUITY MANAGEMENT LLC

Other Investors

MERRY LYN BAGWELL
Brian Howard
SzeSze Fertitta
JOHN SCOTT WICKE
OWEN FRED GARTRELL
RAEANN MARIE SARSFIELD
Qlirim Dauti
HOUSTON L RICHARDS

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · Southlake, TX
DOUBLE EAGLE CAPITAL MANAGEMENT LP · SOUTHLAKE, TX
PLANGUIDE FINANCIAL · SOUTHLAKE, TX
RIDGEWOOD WEALTH MANAGEMENT LLC · SOUTHLAKE, TX
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SOUTHLAKE, TX
PROPHET EQUITY MANAGEMENT LLC · SOUTHLAKE, TX
PROPHET EQUITY MANAGEMENT II LLC · SOUTHLAKE, TX
TABERNACLE EQUITY MANAGEMENT LLC · SOUTHLAKE, TX

More in Southlake, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor