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4525 Painters Mills Road, Owings Mills, MD 21117 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2024-09-03 |
| TN | RA | APPROVED | 2024-07-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual | Springfield | MA | 10/2018 | 12/2020 |
| Mml Distributors, Llc | O'FAllon | MO | 11/2018 | 12/2020 |
| Unemployed | Brentwood | TN | 12/2020 | 06/2021 |
| Principal Life Insurance Company | Brentwood | TN | 06/2021 | 02/2022 |
| Principal Securities Inc | Brentwood | TN | 06/2021 | 02/2022 |
| Western & Southern Financial | Cincinnati | OH | 08/2015 | 10/2018 |
| Unemployed | Brentwood | TN | 02/2022 | 03/2022 |
| Premier Investments, Llc | Brentwood | TN | 02/2022 | 06/2022 |
| Foreside Fund Services, Llc | Brentwood | TN | 03/2022 | 06/2022 |
| Protective Life Insurance Company | Brentwood | TN | 11/2022 | 04/2023 |
| Investment Distributors Inc | Brentwood | TN | 11/2022 | 04/2023 |
| Concourse Financial Group Securities Inc | Brentwood | TN | 11/2022 | 04/2023 |
| Unemployment | Brentwood | TN | 07/2022 | 11/2022 |
| Unemployed | Brentwood | TN | 04/2023 | 08/2023 |
| T. Rowe Price | Brentwood | TN | 08/2023 | Present |
B&B Smart Properties LLC; Non-Investment Related; Hot Springs, AR; Rental Property; Owner; Start Date 01/2014; 1 hour per month with zero hours during securities trading hours; Rental property is managed by a property management company.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-03-12 |
| S63 | Uniform Securities Agent State Law Examination | 2007-06-01 |
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