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Current Employers
T. Rowe Price Advisory Services, Inc.

4525 Painters Mills Road, Owings Mills, MD 21117 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-09-03
TN RA APPROVED 2024-07-09
  • MD RA
    APPROVED
    Since 2024-09-03
  • TN RA
    APPROVED
    Since 2024-07-09

Branch Locations

Brentwood, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Springfield MA 10/2018 12/2020
Mml Distributors, Llc O'FAllon MO 11/2018 12/2020
Unemployed Brentwood TN 12/2020 06/2021
Principal Life Insurance Company Brentwood TN 06/2021 02/2022
Principal Securities Inc Brentwood TN 06/2021 02/2022
Western & Southern Financial Cincinnati OH 08/2015 10/2018
Unemployed Brentwood TN 02/2022 03/2022
Premier Investments, Llc Brentwood TN 02/2022 06/2022
Foreside Fund Services, Llc Brentwood TN 03/2022 06/2022
Protective Life Insurance Company Brentwood TN 11/2022 04/2023
Investment Distributors Inc Brentwood TN 11/2022 04/2023
Concourse Financial Group Securities Inc Brentwood TN 11/2022 04/2023
Unemployment Brentwood TN 07/2022 11/2022
Unemployed Brentwood TN 04/2023 08/2023
T. Rowe Price Brentwood TN 08/2023 Present
  • 10/2018 → 12/2020
    Massmutual
    Springfield, MA
  • 11/2018 → 12/2020
    Mml Distributors, Llc
    O'FAllon, MO
  • 12/2020 → 06/2021
    Unemployed
    Brentwood, TN
  • 06/2021 → 02/2022
    Principal Life Insurance Company
    Brentwood, TN
  • 06/2021 → 02/2022
    Brentwood, TN
  • 08/2015 → 10/2018
    Western & Southern Financial
    Cincinnati, OH
  • 02/2022 → 03/2022
    Unemployed
    Brentwood, TN
  • 02/2022 → 06/2022
    Premier Investments, Llc
    Brentwood, TN
  • 03/2022 → 06/2022
    Foreside Fund Services, Llc
    Brentwood, TN
  • 11/2022 → 04/2023
    Protective Life Insurance Company
    Brentwood, TN
  • 11/2022 → 04/2023
    Investment Distributors Inc
    Brentwood, TN
  • 11/2022 → 04/2023
    Concourse Financial Group Securities Inc
    Brentwood, TN
  • 07/2022 → 11/2022
    Unemployment
    Brentwood, TN
  • 04/2023 → 08/2023
    Unemployed
    Brentwood, TN
  • 08/2023 → Present
    T. Rowe Price
    Brentwood, TN
Previous Registrations
  • 2022-11-23 → 2023-05-02
    Concourse Financial Group Securities, Inc.
    Covington, KY
    Brentwood, TN
    Birmingham, AL
  • 2021-07-16 → 2022-02-03
    Brentwood, TN
Other Businesses

B&B Smart Properties LLC; Non-Investment Related; Hot Springs, AR; Rental Property; Owner; Start Date 01/2014; 1 hour per month with zero hours during securities trading hours; Rental property is managed by a property management company.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-03-12
S63 Uniform Securities Agent State Law Examination 2007-06-01
  • S65 Uniform Investment Adviser Law Examination
    2021-03-12
  • S63 Uniform Securities Agent State Law Examination
    2007-06-01
Other Names
  • Brandon C Campbell
  • Brandon Campbell

View on SEC IAPD

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