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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-08-07 |
Branch Locations
8500 Andrew Carnegie Blvd Charlotte Trac, Charlotte, NC 28262 • United States
Charlotte, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vanguard Marketing Corporation | Charlotte | NC | 02/2004 | 11/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlotte | NC | 11/2022 | 07/2023 |
| Bank Of America, N.A. | Charlotte | NC | 01/2023 | 07/2023 |
| Wells Fargo Clearing Services | Charlotte | NC | 08/2023 | 07/2026 |
| Vanguard Advisers, Inc. | Charlotte | NC | 11/2019 | 11/2022 |
| Tiaa | Charlotte | NC | 07/2026 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 07/2026 | Present |
Name: Apex Martial Arts Position: Instructor Nature: Traditional Martial Arts Investment Related: No Hours: 4 Securities Trading Hours: 0 Start Date: 12/01/2020 Address: 122 Commerce Center Drive, Huntersville NC 28078, United States Description: Self Defense Instructor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-07 |
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