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555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-05-31 |
Branch Locations
2029 Century Park East 1St Floor, Los Angeles, CA 90067 • United States
La Crescenta, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Los Angeles | CA | 05/2007 | Present |
(1) Name of Entity: Rose Bowl Aquatic Center; Non-investment related; Address: 360 N Arroyo Blvd Pasadena, CA 91103; Nature of OBA: The Rose Bowl Aquatic Center provides swim, dive and water polo lessons to the local community ; Position/Title/Relationship: Committee Member, Board Member, Treasurer; Start Date: 09/01/2021; Time devoted: 3 hours per month; 0 during securities trading hours; Duties: I am a board member and chair of the finance committee. I have been asked to be the treasurer of the Aquatic center.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-04-11 |
| S63 | Uniform Securities Agent State Law Examination | 2002-07-02 |
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