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206 N Main Street, Oshkosh, WI 54901-4815 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2026-03-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Minneapolis | MN | 12/2013 | Present |
(1) DOMINO'S PIZZA; ADDRESS: CIRCLE PINES MN; BUSINESS DESCRIPTION: PIZZA DELIVERY; NOT INVESTMENT RELATED; START DATE: 04/21/2014; CAPACITY: EMPLOYEE; DUTIES: DELIVERY DRIVER; HOURS DEVOTED PER MONTH: 60; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE (2) UBER; ADDRESS: N/A; BUSINESS DESCRIPTION: RIDE SHARE; NOT INVESTMENT RELATED; START DATE: 10/31/2017; CAPACITY: EMPLOYEE; DUTIES: TRANSPORTATION SERVICE; HOURS DEVOTED PER MONTH: 10-15; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE (3) Name: Door Dash Business Description: Food Delivery Start Date: 10/09/20 Capacity: Independent Contractor/Consultant Duties Performed: Delivering Food to customers Devoted Time: 15-20 hours, 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-12 |
| S63 | Uniform Securities Agent State Law Examination | 2007-08-16 |
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