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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-02-02 |
| TX | RA | APPROVED | 2026-02-02 |
Branch Locations
301 University Ave 2Nd, 3Rd, & 4Th Fls [Nd-Rbo], Palo Alto, CA 94301 • United States
10260 S De Anza Blvd, Cupertino, CA 95014 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Santa Clara | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Santa Clara | CA | 11/2016 | 03/2022 |
| Morgan Stanley Smith Barney Llc | Palo Alto | CA | 03/2022 | 01/2026 |
| Morgan Stanley Private Bank, N.A | New York | NY | 04/2022 | 01/2026 |
| Wells Fargo Clearing Services, Llc | San Jose | CA | 02/2026 | Present |
VNM COFFEE, NOT INV RELATED, SANTA CLARA, CA, 100% OWNERSHIP, START 3/1/2018, 20 HOURS PER MONTH, ZERO DURING TRADING, ONLINE COFFEE K-CUP SALES. *492152 - VNM Coffee; Investment related No; Milpitas, California; Retail/Online Stores; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 06/2019; During business hours: 0; After business hours: 5; Sales/Marketing
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-10-04 |
| S63 | Uniform Securities Agent State Law Examination | 2002-07-29 |
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