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511 N Broadway Suite 801, Milwaukee, WI 53202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2024-02-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| T. Rowe Price Investment Services, Inc. | Owings Mills | MD | 10/2008 | 10/2022 |
| Lpl Financial Llc | Newton | IA | 11/2022 | 09/2024 |
| Old National Bank | Newton | IA | 11/2022 | Present |
| 1834 Investment Advisors Co. | Des Moines | IA | 02/2024 | Present |
1) 11/10/2022 - Old National Bank / 1834 Wealth Management - Retirement Plan Services - Financial Institution Duty - Managing Director - Investment Related - 8750 W Bryn Mawr Avenue, Suite 1300, Chicago, IL 60657 - 16 Hours per month Start date: 10/17/2022. 2) 11/10/2022 - Gratia Reflections - Non-Profit Business - Writer/Content director - Non Investment Related - 1042 Meadowbrook Avenue, Newton, IA 50208 - Start date: 05/01/2019. 3) 08/01/2024 - 1834 Investment Advisors - Registered Investment Advisor - Senior Managing Director, Retirement Planning Services - Investment Related - At Reported Business Location(s) - Start Date 02/21/2024 - 160 Hours Per Month/ During Trading - I provide investment advisory services through 1834 Investment Advisors, an independent investment advisor firm. I started this business activity in 02/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-08-11 |
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