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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-11-27
WA RA APPROVED 2018-11-27
  • TX RA
    APPROVED_RES
    Since 2018-11-27
  • WA RA
    APPROVED
    Since 2018-11-27

Branch Locations

11201 Se 8Th St Ste 115, Bellevue, WA 98004 • United States

500 Sw 116 Ave Ste 119, Portland, OR 97225 • United States

907 Franklin St, Vancouver, WA 98660 • United States

Mount Vernon, WA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Weststar Financial Group Portland OR 01/2012 05/2017
Voya Financial Advisors Bellevue WA 09/2014 11/2018
Ameriprise Financial Services Inc Bellevue WA 11/2018 03/2020
Ameriprise Financial Services, Llc Bellevue WA 03/2020 Present
  • 01/2012 → 05/2017
    Weststar Financial Group
    Portland, OR
  • 09/2014 → 11/2018
    Voya Financial Advisors
    Bellevue, WA
  • 11/2018 → 03/2020
    Ameriprise Financial Services Inc
    Bellevue, WA
  • 03/2020 → Present
    Bellevue, WA
Previous Registrations
Other Businesses

Independent Insurance Brokering; Principal; 01/01/2018; Disability Income / Voya Financial Life & Annuity; 01/01/2008; / AIG PG; 10/11/2019; . Business Ownership; Andrew D. Norman, LLC; Logistics, Management; Consulting; 11201 SE8th St. Suite 115, , Bellevue, WA, 98004; Not Investment-Related; 03/01/2019; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Global Racing Group; Advisory Board Member; 2406 277th Ave. SESamammish, WA 98075, ,; Not Investment-Related; 01/01/2019; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-04-09
  • S66 Uniform Combined State Law Examination
    2002-04-09

View on SEC IAPD

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