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1 Firstcomm Plaza, Fort Worth, TX 76109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-02-27 |
Branch Locations
1 Firstcomm Plaza, Fort Worth, TX 76109 • United States
215 Washington St, Watertown, NY 13601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Command Brokerage Services Inc. | Fort Worth | TX | 09/2024 | 02/2025 |
| First Command Financial Planning | Fort Worth | TX | 08/2006 | 01/2025 |
| Ymca | Watertown | NY | 09/2015 | Present |
| First Command Brokerage Services, Inc. | Fort Worth | TX | 02/2025 | Present |
| First Command Advisory Services, Inc. | Fort Worth | TX | 02/2025 | Present |
| First Command Insurance Services, Inc. | Fort Worth | TX | 02/2025 | Present |
(1) Name of the other business: YMCA Whether the business is investment-related: No Address of the other business: 585 Rand Dr, Watertown, NY 13601 Nature of the other business: Employment Your position, title, or relationship with the other business: Fitness Instructor The start date of your relationship: Sep 01, 2015 The approximate number of hours/month you devote to the other business: 6 to 10 The number of hours you devote to the other business during securities trading hours: 1 to 5 Briefly describe your duties relating to the other business: I teach Spin class and a weight lifting class. (2) Name of the other business: Twigs and Trims Whether the business is investment-related: No Address of the other business: 418 Flower Ave W, Watertown, NY 13601 Nature of the other business: Education/Training Your position, title, or relationship with the other business: Wreath Maker Instructor The start date of your relationship: Dec 01, 2012 The approximate number of hours/month you devote to the other business: 6 to 10 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: At Christmas time I give Wreath Making Classes and donate a portion of the proceeds to our local food pantry.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-01-14 |
| S63 | Uniform Securities Agent State Law Examination | 2024-11-26 |
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