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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-12-06
TN RA APPROVED 2022-11-30
  • TX RA
    APPROVED_RES
    Since 2022-12-06
  • TN RA
    APPROVED
    Since 2022-11-30

Branch Locations

16225 Highway 64, Somerville, TN 38068 • United States

6363 Poplar Ave Ste 221, Memphis, TN 38119 • United States

16225 Hwy 64, Somerville, TN 38068 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

6363 Poplar Ave, Memphis, TN 38119 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Infinex Investments, Inc. Memphis TN 12/2013 11/2022
Lpl Financial Llc Memphis TN 11/2022 Present
  • 12/2013 → 11/2022
    Infinex Investments, Inc.
    Memphis, TN
  • 11/2022 → Present
    Memphis, TN
Previous Registrations
  • 2013-12-02 → 2022-11-30
    Memphis, TN
    Chapel Hill, NC
  • 2008-05-13 → 2013-12-02
    Bancorpsouth Investment Services, Inc.
    Memphis, TN
  • 2004-07-29 → 2008-05-06
    Morgan Keegan & Company, Llc
    Memphis, TN
    Memphis, TN
  • 2003-11-21 → 2004-08-05
    Union Planters Investment Advisors, Inc.
    Olive Branch, MS
Other Businesses

1- 11/2022 / Fidelity & Guaranty, United Life Insurance Company, Oceanview Life and Annuity, Americo / Non-Variable Insurance / INVESTMENT RELATED / MEMPHIS, TN 2- 11/2022 / Big Boss Man BBQ / Pork with Purpose / OTHER / NON INVESTMENT RELATED / MEMPHIS, TN 3- 11/2022 / Cadence Investment Services / DBA for LPL Business (entity for LPL business) / INVESTMENT RELATED / MEMPHIS, TN 4- 11/2022 / KIWANIS CLUB OF GERMANTOWN / Non-Profit Board Member / INVESTMENT RELATED / MEMPHIS, TN

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-05-13
S63 Uniform Securities Agent State Law Examination 2002-04-26
  • S65 Uniform Investment Adviser Law Examination
    2002-05-13
  • S63 Uniform Securities Agent State Law Examination
    2002-04-26
Other Names
  • Brad Moore
  • G. Bradley Moore

View on SEC IAPD

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