Best Investors Account Sign in
Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2019-10-18
TN RA APPROVED 2019-10-18
  • KY RA
    APPROVED
    Since 2019-10-18
  • TN RA
    APPROVED
    Since 2019-10-18

Branch Locations

4020 Aspen Grove Drive Suite 520, Franklin, TN 37067 • United States

500 West Jefferson St., Louisville, KY 40202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hilliard Lyons Louisville KY 11/2003 02/2017
Jjb Hilliard Wl Lyons Llc Louisville KY 02/2017 Present
Robert W. Baird & Co. Incorporated Louisville KY 10/2019 Present
  • 11/2003 → 02/2017
    Hilliard Lyons
    Louisville, KY
  • 02/2017 → Present
    Jjb Hilliard Wl Lyons Llc
    Louisville, KY
  • 10/2019 → Present
    Louisville, KY
Previous Registrations
  • 2004-05-26 → 2019-10-18
    J.J.B. Hilliard, W.L. Lyons, Llc
    Nashville, TN
    Louisville, KY
    Louisville, KY
    Louisville, KY
Other Businesses

RELATIVE'S TRUST, INVEST-RELATED, TRUSTEE, 5 HRS/MONTH WITH 1 HR/MONTH DURING TRADING HRS, DUTIES INCLUDE FILING TAX RETURNSM MANAGE INVESTMENTSM DISTRIBUTE INCOME AND MANAGE REAL ESTATE IN TRUST.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-07-11
  • S66 Uniform Combined State Law Examination
    2000-07-11
Other Names
  • Heather Renee Henderson

View on SEC IAPD

More in Franklin, TN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor