Brian D Day-lewis

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NH	RA	APPROVED	2026-01-13
MO	RA	APPROVED	2026-01-05
TX	RA	APPROVED_RES	2022-09-11
MA	RA	APPROVED	2021-05-05

NH RA
APPROVED

Since 2026-01-13
MO RA
APPROVED

Since 2026-01-05
TX RA
APPROVED_RES

Since 2022-09-11
MA RA
APPROVED

Since 2021-05-05

Branch Locations

St. Joseph, MO • United States

Jackson, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Voya Financial Advisors	Needham	MA	10/2015	04/2021
Lpl Financial, Llc	Needham	MA	04/2021	Present

10/2015 → 04/2021

Voya Financial Advisors

Needham, MA
04/2021 → Present

Lpl Financial, Llc

Needham, MA

Previous Registrations

2015-11-18 → 2021-05-03

Voya Financial Advisors, Inc.

Needham, MA

Danvers, MA
2006-01-25 → 2015-11-11

Investors Capital Corp.

Tyngsboro, MA

Tyngsboro, MA

Danvers, MA

Lynnfield, MA

Other Businesses

1) 6/2015 - Notary - Lifeline Financial Partners - Investment Related - 1% - Needham, MA 02492 2) 4/2002 - DBA for LPL Business (entity for LPL business) - Lifeline Financial Partners - Investment Related - 98% - Needham, MA 02492 3) 4/2002 - Non-Variable Insurance - Lifeline Financial Partners - Investment Related - 2% - Needham, MA 02492

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-10-27
S63	Uniform Securities Agent State Law Examination	2002-03-28

S65 Uniform Investment Adviser Law Examination

2005-10-27
S63 Uniform Securities Agent State Law Examination

2002-03-28

View on SEC IAPD