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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
| CO | RA | APPROVED | 2025-01-01 |
| FL | RA | APPROVED | 2025-01-01 |
| KY | RA | APPROVED | 2025-01-01 |
| MI | RA | APPROVED | 2025-01-01 |
| IN | RA | APPROVED | 2020-09-22 |
| OH | RA | APPROVED | 2020-09-16 |
| PA | RA | APPROVED | 2020-04-27 |
| LA | RA | APPROVED | 2019-02-27 |
| TX | RA | APPROVED | 2002-07-31 |
Branch Locations
6050 Oak Tree Blvd Suite 320, Independence, OH 44131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 03/2002 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 03/2002 | Present |
1) Board Director FINSECA 600 13th St, N.W. Suite 550 Washington, DC 20005, Start date: 06/01/2023. 2 hours/month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-07-29 |
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