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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-06-06
TX RA APPROVED 2022-02-02
NY RA APPROVED 2021-04-27
CT RA APPROVED 2020-10-29
  • NJ RA
    APPROVED
    Since 2024-06-06
  • TX RA
    APPROVED
    Since 2022-02-02
  • NY RA
    APPROVED
    Since 2021-04-27
  • CT RA
    APPROVED
    Since 2020-10-29

Branch Locations

150 Jfk Parkway 2Nd Floor, Short Hills, NJ 07078 • United States

61 South Paramus Road 3Rd Floor, Paramus, NJ 07652 • United States

Ramsey, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Short Hills, NJ 10/2013 Present
  • 10/2013 → Present
    Morgan Stanley Smith Barney Llc
    Short Hills,, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-29
S63 Uniform Securities Agent State Law Examination 2002-07-03
  • S66 Uniform Combined State Law Examination
    2020-10-29
  • S63 Uniform Securities Agent State Law Examination
    2002-07-03
Other Names
  • Kimberly Beth Rosa

View on SEC IAPD

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