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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-05-28
CA RA APPROVED 2007-05-29
  • TX RA
    APPROVED_RES
    Since 2025-05-28
  • CA RA
    APPROVED
    Since 2007-05-29

Branch Locations

Citi Retail Banking 451 Montgomery Street, 2Nd Floor- Suite 200, San Francisco, CA 94104 • United States

Citi Retail Banking 1000 Grant Ave, San Francisco, CA 94133 • United States

Cwm Retail, Sales 845 Grant Ave, San Francisco, CA 94108 • United States

Citi Retail Banking 475 San Mateo Avenue, San Bruno, CA 94066 • United States

Cwm Retail, Sales 5 North Milpitas Blvd., Milpitas, CA 95035 • United States

San Bruno, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. San Francisco CA 05/2007 Present
Previous Registrations
  • 2005-01-01 → 2007-05-29
    Citicorp Investment Services
    San Francisco, CA
    San Francisco, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-12-29
S63 Uniform Securities Agent State Law Examination 2000-01-29
  • S65 Uniform Investment Adviser Law Examination
    2004-12-29
  • S63 Uniform Securities Agent State Law Examination
    2000-01-29
Other Names
  • Wan Li She
  • Miles Wanli She
  • Miles W She

View on SEC IAPD

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