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Katy, TX • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-04-26 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Houston | TX | 05/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Houston | TX | 11/2016 | 12/2019 |
| Durus Capital, Llc. | Katy | TX | 09/2018 | Present |
| Cdalp | Katy | TX | 02/2020 | Present |
| Hirel Technologies, Llc | Katy | TX | 05/2020 | Present |
| 545 Investments | Katy | TX | 09/2020 | Present |
1) Durus Capital, LLC President. GP for investment funds, investment related, Katy, Texas, President, September 2018, 25 hours per month, 20 of which are after trading hours, Manager of the LLC and LP's that Durus is general partner of 2) CDALP, not investment related, Katy, Texas, Oil & Gas technology company, Owner, February 2020, less than 5 hours per month spent during trading and non trading hours, ownership duties 3) HiRel Technologies Owner, not investment related, Katy, Texas, May 2020, less than 5 hours per week during and after trading hours, Ownership duties.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-04-19 |
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