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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2015-04-08
  • UT RA
    APPROVED
    Since 2015-04-08

Branch Locations

Eagle Mountain, UT • United States

2825 E Cottonwood Parkway Suite 430, Salt Lake City, UT 84121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors Llc. New York NY 03/2015 06/2020
Equitable Advisors, Llc New York NY 03/2015 Present
Previous Registrations
  • 2008-08-25 → 2015-04-03
    Msi Financial Services, Inc.
    Sacramento, CA
    Sandy, UT
    Walnut Creek, CA
Other Businesses

1. P2P Coaching and Training LLC, DBA Path 2 Purpose Academy; 231 E Clear Granite Way, Eagle Mountain, UT 84005; Napoleon Hill Institute Certified Coach; Start 3/17/2025; Approximately 20 hours/month.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-08-02
S63 Uniform Securities Agent State Law Examination 2006-11-10
  • S65 Uniform Investment Adviser Law Examination
    2008-08-02
  • S63 Uniform Securities Agent State Law Examination
    2006-11-10

View on SEC IAPD

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