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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-05-07 |
Branch Locations
8840 Sw 136Th St, Miami, FL 33176 • United States
2800 Post Oak Blvd, Houston, TX 77056 • United States
Cypress, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Houston | TX | 11/2014 | 03/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 03/2021 | Present |
J & N V / Conroe,Texas / Sole proprietorship/ Real Estate / Home rental / Sole proprietorship / / Help manage the property i.e. collect rent and pay mortage / Start Date 04/17/2017 / I*4261269, Entity Type: Entity For Profit, Name of OBA: TBD, Address: Cypress, Texas, 77429, Investment Related: N, Position, Title, Association: General Partner/Managing Member, Owner, Employee Start Date: 04/30/2026, No Hours: 1 Weekly, No Hours during Trading: 1 Weekly, Duties: Co-owner of LLC with spouse. Will purchase rental property, maintained it and rent it out to receive income and as an investment. Opening a LLC for the purpose of purchasing and holding rental property.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-11-28 |
| S63 | Uniform Securities Agent State Law Examination | 2002-09-07 |
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