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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-10-03 |
Branch Locations
1405 S Jefferson St, Perry, FL 32348 • United States
301 E Base St, Madison, FL 32340 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sorrento Pacific Financial, Llc | San Diego | CA | 05/2015 | 09/2016 |
| Madison County Community Bank | Madison | FL | 05/2015 | Present |
| Securities America Inc | Madison | FL | 09/2016 | 10/2023 |
| Securities America Advisors | Madison | FL | 09/2016 | 10/2023 |
| Lpl Financial Llc | Madison | FL | 10/2023 | Present |
1) 09/25/2023 - Madison County Community Bank - Financial Institution Duty - VP of Retail Investments - FL 32340 - Investment related - 160 Hours per month - Start date: 05/01/2015. 2) 09/25/2023 - Wealth Enhancement and Preservation - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 3) 10/31/2023: Wealth E&P located at Madison County Community Bank; At reported business location(s): DBA for LPL Business (entity for LPL business);Inv. related; start date 10/9/2023; 0hrs/mo. during trading. 4) 10/31/2023: Wealth E&P located at Taylor County Community Bank; At reported business location(s): DBA for LPL Business (entity for LPL business);Inv. related; start date 11/15/2023; 40hrs/mo. during trading. 5) 03/19/2026-JBEES Inc dba North Florida Tax Prep-President-Tax Prep/Accounting/CPA-Not inv related-At Madison, FL-Start date 03/02/2026-20hrs/mth-0hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-02-25 |
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