Mark John Posey

Current Employers

Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2026-04-27
OH	RA	APPROVED	2016-08-02

MI RA
APPROVED

Since 2026-04-27
OH RA
APPROVED

Since 2016-08-02

Branch Locations

3407 Cleveland Ave, Columbus, OH 43224 • United States

132 W Schrock Rd, Westerville, OH 43081 • United States

2883 Taylor Rd., Reynoldsburg, OH 43068 • United States

6935 E Main St, Reynoldsburg, OH 43068 • United States

2500 East Dublin-Granville Road, Columbus, OH 43231 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fifth Third Securities	Westerville	OH	07/2016	Present

07/2016 → Present

Fifth Third Securities

Westerville, OH

Previous Registrations

2008-08-07 → 2016-07-21

Osaic Institutions, Inc.

Columbus, OH

Westerville, OH

Meriden, CT

Gahanna, OH

Westerville, OH

Dublin, OH

Grove City, OH

Reynoldsburg, OH

Johnstown, OH

Croton, OH

Newark, OH
2002-04-11 → 2003-11-13

Waddell & Reed

Dublin , OH

Other Businesses

Westerville North HS - Westerville, OH - HS athletics - Head Volleyball Coach - 20 hrs/mo (0 during mkt hrs) - not securities related - will not interfere with duties at firm

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-05-25
S63	Uniform Securities Agent State Law Examination	2003-06-10

S66 Uniform Combined State Law Examination

2016-05-25
S63 Uniform Securities Agent State Law Examination

2003-06-10

View on SEC IAPD