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Mark Randolph Simmons

Simmons Asset Management, LLC

Baton Rouge, LA

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Current Employers
Simmons Asset Management, Llc

Baton Rouge, LA • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2010-10-12
  • LA RA
    APPROVED
    Since 2010-10-12

Branch Locations

Baton Rouge, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
B.F. Anderson Baton Rouge LA 01/2002 Present
  • 01/2002 → Present
    B.F. Anderson
    Baton Rouge, LA
Previous Registrations
  • 2007-12-20 → 2010-10-28
    Bf/Anderson
    Baton Rouge, LA
  • 2006-08-23 → 2007-11-20
    Raymond James Financial Services, Inc.
    Baton Rouge, LA
    Baton Rouge, LA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-10
  • S66 Uniform Combined State Law Examination
    2006-08-10

View on SEC IAPD

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