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Current Employers
Berthel, Fisher & Company Financial Services, Inc.

4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2008-01-07
  • TX RA
    APPROVED
    Since 2008-01-07

Branch Locations

120 Jefferson Street, Sulphur Springs, TX 75482 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Berthel Fisher & Company Financial Services Inc Sulphur Springs TX 09/2007 Present
Other Businesses

1.3D CATTLE-N-SULPHUR SPRINGS, TX-CATTLE-PARTNER-04/1996-0-0-CATTLE BUSINESS 2.DAWSON FINANCIAL SERVICES-N-SULPHUR SPRINGS, TX-INSURANCE-OWNER-03/2009-5-0-ACCOUNTING FOR INSURANCE BUSINESS 3.TEXAS TRADING COMPANY-N-SULPHUR SPRINGS, TX-BOOKEEPING-EMPLOYEE-04/1996-10-0-BOOKKEEPING 4.RJ OBRIEN-N-SULPHUR SPRINGS, TX-COMMODITIES-OWNER-03/2006-1-1-OVERSEE FUTURES & OPTIONS TRADING. 5.South & Crouch Insurance-N-Sulphur Springs, TX-dba for Dawson Financial Services, Inc.-Owner-08/2017-20-0-oversee the business and handle most accounting. Do not handle daily operations.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-01-04
S63 Uniform Securities Agent State Law Examination 2002-07-06
  • S66 Uniform Combined State Law Examination
    2008-01-04
  • S63 Uniform Securities Agent State Law Examination
    2002-07-06
Designations
Other Names
  • Laura Elizabeth Dawson
  • Laura Elizabeth Dawson-Harper
  • Laura Elizabeth Dawson-Harper
  • Liz Harper
  • Liz Dawson
  • Laura Elizabeth Harper
  • Laura Elizabeth Dawson-Harper

View on SEC IAPD

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