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4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2008-01-07 |
Branch Locations
120 Jefferson Street, Sulphur Springs, TX 75482 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Berthel Fisher & Company Financial Services Inc | Sulphur Springs | TX | 09/2007 | Present |
1.3D CATTLE-N-SULPHUR SPRINGS, TX-CATTLE-PARTNER-04/1996-0-0-CATTLE BUSINESS 2.DAWSON FINANCIAL SERVICES-N-SULPHUR SPRINGS, TX-INSURANCE-OWNER-03/2009-5-0-ACCOUNTING FOR INSURANCE BUSINESS 3.TEXAS TRADING COMPANY-N-SULPHUR SPRINGS, TX-BOOKEEPING-EMPLOYEE-04/1996-10-0-BOOKKEEPING 4.RJ OBRIEN-N-SULPHUR SPRINGS, TX-COMMODITIES-OWNER-03/2006-1-1-OVERSEE FUTURES & OPTIONS TRADING. 5.South & Crouch Insurance-N-Sulphur Springs, TX-dba for Dawson Financial Services, Inc.-Owner-08/2017-20-0-oversee the business and handle most accounting. Do not handle daily operations.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-01-04 |
| S63 | Uniform Securities Agent State Law Examination | 2002-07-06 |
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