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8 Wright St Suite 107, Westport, CT 06880 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2023-04-05 |
Branch Locations
8 Wright St Suite 107, Westport, CT 06880 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tetrem Capital Management | Toronto | 12/2015 | 01/2017 | |
| Alignvest Investment Management -Northpoint | Toronto | 01/2017 | 05/2021 | |
| Praxia Financial Services, Llc Dba Longwall Investment Partners | Westport | CT | 07/2021 | 02/2023 |
| Longwall Investment Partners, Llc | Westport | CT | 03/2023 | Present |
Scaleable Magic; Corporate Secretary/President; investment related: No; 17 Dunster Street, Cambridge, MA, 02138; Artificial Intelligence-based Media Company; Duties: Review Private Corporate actions, Review Minutes of Board, and provide Administrative Support to the Owner and Board; 2020-02-06; Hours devoted to business outside trading hours: 1; Percentage of total yearly compensation expected to be derived from the business: 1; Longwall Partners Fund, LTD.; Director/Co-Portfolio Manager; Investment related: Yes; 94 Solaris Avenue Camana Bay Grand Cayman KY1-1108 Cayman Islands; Offshore Fund of Hedge Funds; Duties: Portfolio Manager for an offshore fund of hedge funds. This fund is available only to non-US citizens. Responsible for sourcing hedge fund opportunities, performing due diligence on hedge fund investment candidates and monitoring the portfolio of hedge funds.; 2022-06-30; Hours per month devoted to business during trading hours: 20; Hours per month devoted to business outside trading hours: 10; Percentage of total yearly compensation expected to be derived from the business: 10;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-07-28 |
| S63 | Uniform Securities Agent State Law Examination | 2002-04-12 |
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