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Charles Alexander Lavrentios

Harbor Point Capital Management, LLC

Woburn, MA

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Current Employers
Harbor Point Capital Management, Llc

400 Trade Center Ste 5900, Woburn, MA 01801 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2010-06-15
  • MA RA
    APPROVED
    Since 2010-06-15

Branch Locations

400 Trade Center Ste 5900, Woburn, MA 01801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Previous Registrations
  • 2009-11-16 → 2010-05-18
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Boston, MA
    Weston, MA
  • 2004-10-20 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Boston, MA
    Boston, MA
    Weston, MA
    Newton, MA
    Weston, MA
  • 2004-08-19 → 2004-10-20
    Quick & Reilly, Inc.
    Newton, MA
  • 2003-07-10 → 2004-07-26
    Morgan Stanley Dw Inc.
    Wellesley, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-05-13
  • S66 Uniform Combined State Law Examination
    2002-05-13
Other Names
  • Charles Lavrentios

View on SEC IAPD

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