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Julie Ann Choy

Ubs Financial Services Inc.

Walnut Creek, CA

San Ramon, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-05-31
CA RA APPROVED 2015-10-02
  • TX RA
    APPROVED_RES
    Since 2019-05-31
  • CA RA
    APPROVED
    Since 2015-10-02

Branch Locations

1255 Treat Blvd Suite 1000, Walnut Creek, CA 94597 • United States

San Ramon, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Finanical Services Inc Walnut Creek CA 10/2015 Present
  • 10/2015 → Present
    Ubs Finanical Services Inc
    Walnut Creek, CA
Previous Registrations
  • 2009-06-01 → 2015-10-09
    Morgan Stanley
    Hayward, CA
    Pleasanton, CA
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Hayward, CA
  • 2003-01-09 → 2007-04-02
    Morgan Stanley Dw Inc.
    Hayward, CA
    Hayward, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-05-29
  • S66 Uniform Combined State Law Examination
    2002-05-29
Other Names
  • Julie Choy

View on SEC IAPD

Other Firms

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BURTON ENRIGHT WELCH
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ONE CAPITAL MANAGEMENT, LLC
ROCKEFELLER FINANCIAL LLC
OSAIC WEALTH, INC.

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CHRISTOPHER STEPHEN HUGHES
Gerwin de Haan
KELLY METZLER RANDALL
Sydney Irene Kovacs
DAVID ANTHONY ESPINEIRA
BENJAMIN ROSS PETERS
Annie Claire Klopstock
Alex Kyle Soderberg

Other Offices

USCF ADVISERS · WALNUT CREEK, CA
BURTON ENRIGHT WELCH · WALNUT CREEK, CA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · WALNUT CREEK, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WALNUT CREEK, CA
SAVANT WEALTH MANAGEMENT · Walnut Creek, CA
ONE CAPITAL MANAGEMENT, LLC · Walnut Creek, CA
ROCKEFELLER FINANCIAL LLC · Walnut Creek, CA
OSAIC WEALTH, INC. · WALNUT CREEK, CA

More in Walnut Creek, CA

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