Stacey Lynn Blake

Current Employers

Principal Asset Management

801 Grand Ave, Des Moines, IA 50392-0001 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-02-01

CA RA
APPROVED

Since 2024-02-01

Branch Locations

San Marcos, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Principal Funds Distributor, Inc.	Des Moines	IA	01/2007	Present
Principal Asset Management	Des Moines	IA	12/2021	Present

01/2007 → Present

Principal Funds Distributor, Inc.

Des Moines, IA
12/2021 → Present

Principal Asset Management

Des Moines, IA

Other Businesses

1) Access/supervised person of Principal Global Investors, LLC, and will perform certain functions for Principal Global Investors and its affiliates. 2) Mayday Coffee and Shop - Member. Silent member for son's coffee shop. Will be providing financial backing and guidance. 528 Woodberry Way Chester Springs, PA 19425. Not investement related. 2-5 hrs per week, 0 hrs during trading. Effective 02/01/2022. 3) Power of Attorney. Assist her aging parents with managing their investment accounts. Investment related, commission based. PO Box 5347 El Dorado Hills, CA 92078. 0-1 hrs. per week, 0 hrs. per week during trading. Effective 07/01/2024.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-11-17
S63	Uniform Securities Agent State Law Examination	2002-05-28

S66 Uniform Combined State Law Examination

2021-11-17
S63 Uniform Securities Agent State Law Examination

2002-05-28

Other Names

Stacey Lynn Piona

View on SEC IAPD