Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-08-16
  • CO RA
    APPROVED
    Since 2024-08-16

Branch Locations

Frisco, CO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Vienna VA 02/2002 07/2018
Cetera Advisors Llc Denver CO 07/2018 Present
Deep Powder Homes Dillon CO 11/2020 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 02/2002 → 07/2018
    Ameriprise Financial Services, Inc.
    Vienna, VA
  • 07/2018 → Present
    Cetera Advisors Llc
    Denver, CO
  • 11/2020 → Present
    Deep Powder Homes
    Dillon, CO
  • 03/2024 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: ALPINE WEALTH MANAGEMENT, LLC; INVESTMENT RELATED: YES; ADDRESS: 6400 GOLDSBORO RD STE 550, BETHESDA, MD 20817; NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES; START DATE: 06/2018; POSITION/TITLE/RELATIONSHIP: OWNER / FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 08/2019; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY ANNUITIES AND LONG-TERM CARE; 3. NAME OF OTHER BUSINESS: DEEP POWDER HOMES; INVESTMENT RELATED: NO; ADDRESS: 1211 W. KEYSTONE RD, #2730, DILLON, CO 80435; NATURE OF BUSINESS: RENTAL HOME; START DATE: 11/2020; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: OVERSEE LOCAL PROPERTY MANAGER & BOOKINGS THROUGH AIRBNB;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-05-13
  • S66 Uniform Combined State Law Examination
    2002-05-13
Other Names
  • Joe Murto

View on SEC IAPD

More in Frisco, CO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor