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Fremont, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-04-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mercury Securities, Llc | San Rafael | CA | 03/2017 | 06/2021 |
| Darrow Associates | Austin | TX | 03/2019 | Present |
| Boustead Securities, Llc | Irvine | CA | 09/2021 | Present |
| Aemetis | Cupertino | CA | 03/2015 | 08/2018 |
| Raj Funds Llc | Fremont | CA | 08/2018 | Present |
1. Raj Funds LLC; IR; Owner; invest in almond farms; Fremont, CA; 08/18; 32 hrs/month. 2. Blue Power Systems; IR; Advisor Boardl RIA; Gilroy, CA;11/24; 5hrs/month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-04-02 |
| S63 | Uniform Securities Agent State Law Examination | 2010-09-24 |
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