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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-03
CA RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2020-03-03
  • CA RA
    APPROVED
    Since 2009-06-01

Branch Locations

Menlo Park, CA • United States

555 California Street 35Th Floor, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney San Francisco CA 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    San Francisco, CA
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Other Businesses

1.Klinebro Holdings; Investment related:Yes; Real Estate Investment; 25% owner(proprietor, partner, officer, director, employee, trustee, agent); Oct 2011; During business hours: 0; After business hours: 0; my uncle is encouraging my brother and i to invest in some real estate investments that hemakes, so the three of us formed an LLC to invest together. I have a 25% interest

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-02-10
  • S66 Uniform Combined State Law Examination
    2005-02-10

View on SEC IAPD

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