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Current Employers
Parallel Equity Advisors Ltd.

5650 Blazer Parkway Suite 112, Dublin, OH 43017 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2026-03-19
PA RA APPROVED 2026-01-27
OH RA APPROVED 2010-04-26
  • GA RA
    APPROVED
    Since 2026-03-19
  • PA RA
    APPROVED
    Since 2026-01-27
  • OH RA
    APPROVED
    Since 2010-04-26

Branch Locations

5650 Blazer Parkway Suite 112, Dublin, OH 43017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fortune Financial Services, Inc. New Brighton PA 08/2009 Present
Symphony Partners Advisory Ltd., Llc Dublin OH 03/2010 Present
Symphony Partners Dublin OH 08/2009 Present
  • 08/2009 → Present
    Fortune Financial Services, Inc.
    New Brighton, PA
  • 03/2010 → Present
    Symphony Partners Advisory Ltd., Llc
    Dublin, OH
  • 08/2009 → Present
    Symphony Partners
    Dublin, OH
Previous Registrations
Other Businesses

SYMPHONY PARTNERS; INVESTMENT-RELATED; DUBLIN, OH; INSURANCE SERVICES; PARTNER/INSURANCE AGENT; 08/2009; APPROX. 25-30 HRS/WK SPENT IN THIS BUSINESS PART OWNER OF PARALLEL EQUITY ADVISORS, LTD. NON PRODUCING IAR STATUS, CHIEF COMPLIANCE OFFICER PER STATE OF OHIO. ONE STATE AUDIT PER YEAR/8 HOURS PER YEAR.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-03-13
S63 Uniform Securities Agent State Law Examination 2002-04-05
  • S65 Uniform Investment Adviser Law Examination
    2014-03-13
  • S63 Uniform Securities Agent State Law Examination
    2002-04-05

View on SEC IAPD

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