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Current Employers
Capital Analysts

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-01-16
  • TX RA
    APPROVED
    Since 2013-01-16

Branch Locations

3363 University Dr. E Suite 211, Bryan, TX 77802 • United States

Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-06-01
  • TX RA
    APPROVED
    Since 2012-06-01

Branch Locations

3363 University Dr. E Suite 211, Bryan, TX 77802 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Analysts Incorporated Cincinnati OH 07/2009 Present
Lincoln Investment College Station TX 06/2012 Present
  • 07/2009 → Present
    Capital Analysts Incorporated
    Cincinnati, OH
  • 06/2012 → Present
    College Station, TX
Previous Registrations
  • 2009-07-27 → 2012-06-01
    Cincinnati Analysts, Inc.
    College Station, TX
  • 2005-06-24 → 2009-07-16
    Ada, OK
    Ada, OK
    Pauls Valley, OK
  • 2004-12-06 → 2005-06-17
    Questar Capital Corporation
    Ada, OK
  • 2005-01-12 → 2005-06-17
    Questar Asset Management, Inc.
    Ada, OK
Other Businesses

THE DUNLAP GROUP POSITION: Agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 30 START DATE: 07/01/2009 ADDRESS: 3363 University Dr. East, Suite 211, Bryan TX 77802, United States DESCRIPTION: Sales of life, health and disability insurance. ADBT REALTY, LLC POSITION: Member of LLC formed for sole purpose of having a separate entity for a lease agreement of an office building. NATURE: real estate lease entity INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/12/2019 ADDRESS: 3363 University Dr. East, Suite 211, Bryan TX 77802, United States DESCRIPTION: No activity is necessary. This entity is solely for the purpose having a separate entity for our lease agreement on new office space. WOODEN CROSS CATTLE, LLC POSITION: 50% Partner/Managing Member NATURE: stocker cattle INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2021 ADDRESS: P O Box 1505, Dripping Springs TX 78620, United States DESCRIPTION: Buying and grazing stocker calves for sale to the feedyard market. Spring through Fall season only. CITY OF BRYAN HISTORICAL LANDMARK COMMISSION POSITION: Appointed Member, Commissioner NATURE: Preservation of city historical landmarks INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/08/2025 ADDRESS: Bryan City Hall, 300 Texas Ave., Bryan TX 77803, United States DESCRIPTION: Participate in committee meetings, discuss agenda items and occasionally participate in on-site activities.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-03-05
S63 Uniform Securities Agent State Law Examination 2002-06-04
  • S65 Uniform Investment Adviser Law Examination
    2004-03-05
  • S63 Uniform Securities Agent State Law Examination
    2002-06-04

View on SEC IAPD

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