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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-02-18
MT RA APPROVED 2005-09-12
  • TX RA
    APPROVED_RES
    Since 2026-02-18
  • MT RA
    APPROVED
    Since 2005-09-12

Branch Locations

101 River Drive North Suite 101, Great Falls, MT 59401-4200 • United States

Great Falls, MT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Great Falls MT 03/2008 Present
  • 03/2008 → Present
    Rbc Capital Markets Corporation
    Great Falls, MT
Previous Registrations
Other Businesses

LIONS CLUB 21 10TH STREET SOUTH GREAT FALLS, MT I'M ON THE BOARD OF DIRECTOR'S FOR THIS NON-PROFIT. I WILL DEVOTE 4 HOURS PER MONTH. 4 WILL BE DURING TRADING HOURS. THIS WILL BE DURING MY LUNCH HOUR. THERE IS NO PROJECTED END DATE. NAME OF BUSINESS: BRIGHAM OIL & GAS LP; ADDRESS OF BUSINESS: 6300 BRIDGE POINT PARKWAY; NATURE OF BUSINESS: OIL AND GAS EXPLORATION; START DATE: 07/01/12; END DATE: 08/01/12; POSITION, TITLE OR RELATIONSHIP OF BUSINESS: OTHER - MINERAL INTEREST; APPROXIMATE HOURS PER MONTH: 0; HOURS DEVOTED DURING TRADING HOURS: 0; DUTIES: NONE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-05-02
  • S66 Uniform Combined State Law Examination
    2002-05-02

View on SEC IAPD

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