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1070 E. Indiantown Road Suite 208-210, Jupiter, FL 33477 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2026-05-26 |
Branch Locations
1070 E. Indiantown Road Suite 208-210, Jupiter, FL 33477 • United States
900 Old Dawson Village Road, Ste 110, Dawsonville, GA 30543 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dempsey Lord Smith, Llc | Rome | GA | 08/2016 | 11/2025 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 11/2025 | 01/2026 |
| Dempsey Lord Smith, Llc | Rome | GA | 08/2016 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 11/2025 | 01/2026 |
| Peak Brokerage Services, Llc | Jupiter | FL | 01/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 2002-03-08 |
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