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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-03-25
  • CA RA
    APPROVED
    Since 2017-03-25

Branch Locations

3435 Wilshire Blvd Suite 2900, Los Angeles, CA 90010 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Los Angeles CA 03/2014 03/2017
Massmutual Life Insurance Co Los Angeles CA 07/2016 Present
Mml Investors Services, Llc Los Angeles CA 03/2017 Present
  • 03/2014 → 03/2017
    Metlife Securities Inc
    Los Angeles, CA
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Los Angeles, CA
  • 03/2017 → Present
    Los Angeles, CA
Previous Registrations
  • 2014-05-02 → 2017-03-25
    Msi Financial Services, Inc.
    Los Angeles, CA
    Los Angeles, CA
  • 2003-01-16 → 2014-03-26
    La Palma, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
Other Businesses

NAME: Michael Yang, Janice Ahn INV REL: Y ADD: 36746 Verlaine Dr, Rancho Mirage CA 92270 NATURE: Rental property/Renting personal residential property and managing POSITION: Landlord START DATE: 11/01/2020 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 (2) NAME: Michael Yang, Janice Ahn INV REL: Y ADD: Residential NATURE: Rental property/Renting personal residential property and managing POSITION: Landlord START DATE: 02/10/2021 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 (3) name: Michael Yang, Janice Ahn Inv Rel: Y Add: 1155 South Grand Ave #103 Los Angeles CA 90015 Nature: Renting Residential Home Position: Landlord Start Date: 08/09/2021 No Hrs/Mo: 1 No Hrs/Mo Dur Trading:0 Duties: Renting personal residential property and managing (4) Name: DoOn Asset Inc Inv Rel: Y Add: 3435 Wilshire Blvd Ste 2900 Los Angeles CA 90010 Nature: Owner of Corp for Pass through compensation Position: CFO and Owner Start Date: 11/17/2024 No Hrs/Mo: 40 No Hrs/Mo Dur Sec Trading: 40 (5) Name: Aji's Blue Horizon Foundation Inv Rel: Y Add: Residential Nature: Foundation created for tax-exempt charitable donations to animal causes Position: Trustee Start Date: 12/26/2025 No Hrs/Mo: 2 No Hrs/Mo During Sec Trading: 0 Duties: Oversee charitable donations distributed by the trust

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-05-22
  • S66 Uniform Combined State Law Examination
    2002-05-22
Designations
Other Names
  • Michael Yang

View on SEC IAPD

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