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Kelli M Kruse

Rbc Capital Markets, LLC

Lincoln, NE

Lincoln, NE

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-25
NE RA APPROVED 2021-10-05
  • TX RA
    APPROVED_RES
    Since 2025-02-25
  • NE RA
    APPROVED
    Since 2021-10-05

Branch Locations

8800 Firethorn Lane Suite 200, Lincoln, NE 68520 • United States

Lincoln, NE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Lincoln NE 01/2011 11/2016
Wells Fargo Clearing Services, Llc Lincoln NE 11/2016 09/2021
Rbc Capital Markets, Llc Lincoln NE 09/2021 Present
Previous Registrations
  • 2011-01-03 → 2021-10-01
    Wells Fargo Clearing Services, Llc
    Lincoln, NE
    Sioux Falls, SD
    Lincoln, NE
    Sioux Falls, SD
    Sioux Falls, SD
    West Des Moines, IA
    Omaha, NE
    Lincoln, NE
    Lincoln, NE
  • 2003-07-03 → 2011-01-03
    Wells Fargo Investments, Llc
    Lincoln, NE
    Lincoln, NE
    Lincoln, NE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-06-21
  • S66 Uniform Combined State Law Examination
    2002-06-21
Other Names
  • Kelli M Mulligan

View on SEC IAPD

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