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6220 Mid Atlantic Dr, Morgantown, WV 26508 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WV | RA | APPROVED | 2025-05-02 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Morgantown | WV | 11/2013 | 03/2021 |
| Tiaa-Cref Individual & Institutional Services, Llc | Morgantown | WV | 10/2013 | 03/2021 |
| Equitable Advisors | New York | NY | 04/2021 | 05/2025 |
| Huffman & Ross Wealth Management | Morgantown | WV | 05/2025 | Present |
1) ST JOSEPH HOLDINGS 6120 MID-ATLANTIC DRIVE MORGANTOWN, WV 26508, Erik is part owner of St Joseph's Holdings established on 09/01/2018. They purchased a farm. The farm is not operated by our group but rather leased out to other farmers. I spend 4 hours per year on this endeavor and my clients are not required or solicited to be involved. I am not compensated for this endeavor. 2) ST JOSEPH REAL ESTATE GROUP, 6220 Mid Atlantic Dr. Morgantown, WV 26508 Erik Huffman is part owner of a real estate company St. Joseph's Real Estate Group. Start Date is 06/17/2024. They purchase homes to rent or flip for profit. His involvement is capital contribution and 1 hour quarterly meetings. Erik is not involved in the day-to-day operations. Minimal time is spent in this endeavor, and it does not interfere with his role with our advisory firm. Clients are not required or solicited from the real estate group and he is not compensated. 3) Erik Huffman is an independent licensed insurance agent. This presents a conflict of interest and gives the supervised person the ability to recommend products based on the compensation received. Additionally, the offer and sale of insurance products by supervised persons of Huffman & Ross Wealth Management are not made in their capacity as a fiduciary, and products are limited to only those offered by certain insurance providers. Huffman & Ross Wealth Management addresses this conflict of interest by requiring its supervised persons to act in the best interest of the client at all times, including when acting as an insurance agent. Huffman & Ross Wealth Management periodically reviews recommendations by its supervised persons to assess whether they are based on an objective evaluation of each client's risk profile and investment objectives rather than on the receipt of any commissions or other benefits. Huffman & Ross Wealth Management will disclose in advance how it or its supervised persons are compensated and will disclose conflicts of interest involving any advice or service provided. At no time will there be tying between business practices and/or services (a condition where a client or prospective client would be required to accept one product or service conditioned upon the selection of a second, distinctive tied product or service). No client is ever under any obligation to purchase any insurance product. Insurance products recommended by Huffman & Ross Wealth Management's supervised persons may also be available from other providers on more favorable terms, and clients can purchase insurance products recommended through other unaffiliated insurance agencies.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 2002-10-25 |
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