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David Seth Helman

Wells Fargo Clearing Services, LLC

Bellevue, WA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-01-09
WA RA APPROVED 2015-10-29
  • TX RA
    APPROVED_RES
    Since 2017-01-09
  • WA RA
    APPROVED
    Since 2015-10-29

Branch Locations

555 110Th Ave Ne 10Th Fl, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Bellevue WA 10/2015 11/2016
Wells Fargo Clearing Services, Llc Bellevue WA 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-07-12
  • S66 Uniform Combined State Law Examination
    2002-07-12
Other Names
  • David Seth Helman
  • David S Helman

View on SEC IAPD

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STEWARD CAPITAL LLC. · BELLEVUE, WA
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LPL FINANCIAL LLC · BELLEVUE, WA
LIDO · BELLEVUE, WA
FOCUS PARTNERS WEALTH, LLC · Bellevue, WA

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