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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-02-12 |
| OH | RA | APPROVED | 2021-01-22 |
Branch Locations
4401 Rockside Rd Suite 406, Independence, OH 44131 • United States
South Euclid, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Integrity Financial Services | Chesterland | OH | 10/2001 | 01/2021 |
| Next Financial Group, Inc. | Houston | TX | 05/2011 | 01/2021 |
| Ameriprise Financial Services Inc | Independence | OH | 01/2021 | 01/2021 |
| Ameriprise Financial Services, Llc | Independence | OH | 03/2020 | 03/2020 |
| Ameriprise Financial Services, Llc. | Independence | OH | 01/2021 | Present |
Outside Employment; IFS Partners Agency Inc; AFA; Manage advisory business; 4401 Rocksdie Rd Ste 406, , Indepedence, OH, 44131; Investment-Related; 01/21/2021; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-03-09 |
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