David Michael Rex

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2011-01-27

TX RA
APPROVED

Since 2011-01-27

Branch Locations

Commerce, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cambridge Investment Reseach, Inc	Fairfield	IA	09/2008	Present
Cambridge Investment Research Advisors Inc.	Fairfield	IA	01/2011	Present

09/2008 → Present

Cambridge Investment Reseach, Inc

Fairfield, IA
01/2011 → Present

Cambridge Investment Research Advisors Inc.

Fairfield, IA

Previous Registrations

2008-09-03 → 2009-12-31

Cambridge Investment Research Advisors, Inc.

Fort Worth, TX
2006-04-10 → 2008-09-08

Voya Financial Advisors, Inc.

Fort Worth, TX

Ft Worth, TX

Ft Worth, TX

Other Businesses

1. DAVID M REX, 2009 CREEKVIEW DR, COMMERCE, TX, INDEPENDENT INSURANCE AGENT, 9/03/2008 INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 2/WK - 0/TRADING. 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-1000 HR/YR-1000 HR/TRADING 01/01/12

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-03-27
S63	Uniform Securities Agent State Law Examination	2002-04-18

S66 Uniform Combined State Law Examination

2006-03-27
S63 Uniform Securities Agent State Law Examination

2002-04-18

View on SEC IAPD