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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2024-10-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sterne Agee Financial Services Inc | Greenwood Village | CO | 03/2010 | 01/2017 |
| Sterne Agee Investment Advisor Services, Inc. | Birmingham | AL | 06/2016 | 01/2017 |
| Securities America, Inc. | Littleton | CO | 01/2017 | 12/2020 |
| Verus Capital Partners | Littleton | CO | 01/2017 | 12/2020 |
| Cambridge Investment Research,Inc | Fairfield | IA | 12/2020 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 12/2020 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 12/15/20 2) PARRISH INVESTMENTS & CONSULTING, INC, 7493 S QUAIL CIR, #925, LITTLETON, CO, S-CORP PRESIDENT, 06/29/09, NIR, 10 HR/MO- 0/TRADING HR.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-07-11 |
| S63 | Uniform Securities Agent State Law Examination | 2002-04-18 |
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