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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2024-10-28
  • DE RA
    APPROVED
    Since 2024-10-28

Branch Locations

Harbeson, DE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sterne Agee Financial Services Inc Greenwood Village CO 03/2010 01/2017
Sterne Agee Investment Advisor Services, Inc. Birmingham AL 06/2016 01/2017
Securities America, Inc. Littleton CO 01/2017 12/2020
Verus Capital Partners Littleton CO 01/2017 12/2020
Cambridge Investment Research,Inc Fairfield IA 12/2020 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 12/2020 Present
  • 03/2010 → 01/2017
    Sterne Agee Financial Services Inc
    Greenwood Village, CO
  • 06/2016 → 01/2017
    Sterne Agee Investment Advisor Services, Inc.
    Birmingham, AL
  • 01/2017 → 12/2020
    Securities America, Inc.
    Littleton, CO
  • 01/2017 → 12/2020
    Verus Capital Partners
    Littleton, CO
  • 12/2020 → Present
    Cambridge Investment Research,Inc
    Fairfield, IA
  • 12/2020 → Present
    Fairfield, IA
Previous Registrations
  • 2017-01-18 → 2020-11-30
    Littleton, CO
    Littleton, CO
  • 2016-06-30 → 2017-01-19
    Birmingham, AL
  • 2010-03-31 → 2016-06-30
    Intl Advisory Consultants Inc.
    Birmingham, AL
    Littleton, CO
  • 2007-07-12 → 2010-03-29
    Gunnallen Financial, Inc
    Greenwood Village, CO
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 12/15/20 2) PARRISH INVESTMENTS & CONSULTING, INC, 7493 S QUAIL CIR, #925, LITTLETON, CO, S-CORP PRESIDENT, 06/29/09, NIR, 10 HR/MO- 0/TRADING HR.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-07-11
S63 Uniform Securities Agent State Law Examination 2002-04-18
  • S65 Uniform Investment Adviser Law Examination
    2007-07-11
  • S63 Uniform Securities Agent State Law Examination
    2002-04-18
Other Names
  • Bill Parrish

View on SEC IAPD

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