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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-09-13
MI RA APPROVED 2016-10-18
  • TX RA
    APPROVED_RES
    Since 2017-09-13
  • MI RA
    APPROVED
    Since 2016-10-18

Branch Locations

1310 S Main St Ste 14, Ann Arbor, MI 48104 • United States

Chelsea, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Ann Arbor MI 03/2016 03/2020
Ameriprise Financial Services, Llc Ann Arbor MI 03/2020 Present
Previous Registrations
Other Businesses

Business Ownership; KISA Holdings International LLC; No responsibility. LLC will hold personal real-estate.; Owns personal real-estate; 6395 Stillwater Drive, , Chelsea, MI, 48118; Investment-Related; 07/20/2021; 0 hours per month; 0 during trading hours / A2 Business LLC; Financial Planning payroll and business expenses.; Financial Planning payroll and business expenses.; 1310 South Main Street, suite 14, , Ann Arbor, MI, 48104; Investment-Related; 01/03/2019; 20 to 39 hours per month; 20 to 39 during trading hours / Courtland Holdings LLC; Owner; Real Estate; 428 Main Street, , Courtland, KS, 66939; Not Investment-Related; 11/08/2024; 1 to 9 hours per month; 0 during trading hours / Clarity 9 Holdings, LLC; Owner; LLC to owns Ameriprise office suite.; 1310 South Main Street, Suite 14, Ann Arbor, MI, 48104; Investment-Related; 04/30/2018; 1 to 9 hours per month; 1 to 9 during trading hours / Wishka Anderson Company LLC; Member of LLC; Consulting; 1310 South Main Street, Suite 14, Ann Arbor, MI, 48104; Not Investment-Related; 07/26/2017; 0 hours per month; 0 during trading hours. Board of Directors; Leo Flight Corporation Advisory Board; Business Development; 4250 West 600 South, , Pendleton, IN, 46064; Not Investment-Related; 04/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours / Stadium Commons Condo Association; Board Member; 1310 South Main Street, , Ann Arbor, MI, 48104; Not Investment-Related; 12/01/2019; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; A2 Business, LLC; Owner/President - Financial planning payroll and business expenses; Manage advisory business; 1310 South Main Street Suite 14, , Ann Arbor, MI, 48104; Investment-Related; 01/03/2019; 20 to 39 hours per month; 20 to 39 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-13
  • S66 Uniform Combined State Law Examination
    2016-10-13

View on SEC IAPD

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