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Current Employers
Nuveen Asset Management, Llc

333 West Wacker Drive, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-05-27
TN RA APPROVED 2026-05-27
TX RA APPROVED 2026-05-27
IL RA APPROVED 2026-05-08
  • NY RA
    APPROVED
    Since 2026-05-27
  • TN RA
    APPROVED
    Since 2026-05-27
  • TX RA
    APPROVED
    Since 2026-05-27
  • IL RA
    APPROVED
    Since 2026-05-08

Branch Locations

333 West Wacker Drive, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pacific Investment Management Company Llc Newport Beach CA 12/2010 02/2022
Roarke Financial Strategies Franklin TN 05/2022 08/2025
Brooklyn Investment Group, Llc Franklin TN 07/2023 05/2026
Pimco Investments Llc New Port Beach CA 02/2011 02/2022
Nuveen Securities, Llc Franklin TN 07/2025 Present
Nuveen Asset Management Llc Chicago IL 05/2026 Present
  • 12/2010 → 02/2022
    Pacific Investment Management Company Llc
    Newport Beach, CA
  • 05/2022 → 08/2025
    Roarke Financial Strategies
    Franklin, TN
  • 07/2023 → 05/2026
    Franklin, TN
  • 02/2011 → 02/2022
    Pimco Investments Llc
    New Port Beach, CA
  • 07/2025 → Present
    Nuveen Securities, Llc
    Franklin, TN
  • 05/2026 → Present
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-09-05
  • S63 Uniform Securities Agent State Law Examination
    2025-09-05
Designations
Other Names
  • Markus L Aakko
  • Lasse Markus Aakko

View on SEC IAPD

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