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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2009-06-30
  • VA RA
    APPROVED
    Since 2009-06-30

Branch Locations

205 N Boundary Street, Williamsburg, VA 23185 • United States

411 Scotland Street, Williamsburg, VA 23185 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Williamsburg VA 06/2009 Present
Raymond James Financial Services Advisors, Inc Williamsburg VA 06/2009 Present
Legacy Financial Group, Llc Williamsburg VA 06/2009 Present
Previous Registrations
  • 2009-06-01 → 2009-06-16
    Williamsburg, VA
  • 2006-02-21 → 2009-06-01
    New York, NY
    Williamsburg, VA
    New York, NY
    Williamsburg, VA
  • 2005-07-22 → 2006-02-21
    Legg Mason Wood Walker, Incorporated
    Williamsburg, VA
Other Businesses

(1)Name of Business: Legacy FInancial Group LLC Address: 411 Scotland Street, Williamsburg, VA, 23185, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 06/05/2009 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Support Company (2)Name of Business: Williamsburrg Community Foundation Address: 1323 Jamestown Rd #103, Williamsburg, VA, 23185, United States Activity Type: Non profit Position/Title: Board Member, Committee Member Investment Related: Yes Start Date: 08/04/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Volunteer position to attend committee meetings and board meetings to review operating budget and get updates from outside investment managers & get updates from committee heads.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-07-21
S63 Uniform Securities Agent State Law Examination 2002-06-06
  • S66 Uniform Combined State Law Examination
    2005-07-21
  • S63 Uniform Securities Agent State Law Examination
    2002-06-06
Other Names
  • Iris Moira Cohen
  • Iris C Porush

View on SEC IAPD

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