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Thomas Nelson Kikly

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Alpharetta, GA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2018-06-04
TX RA APPROVED_RES 2018-06-02
  • GA RA
    APPROVED
    Since 2018-06-04
  • TX RA
    APPROVED_RES
    Since 2018-06-02

Branch Locations

10000 Avalon Blvd, Alpharetta, GA 30009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Atlanta GA 06/2016 12/2017
Principal Securities Atlanta GA 06/2016 12/2017
Accumulation Wealth Strategies, Inc. Atlanta GA 10/2017 05/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Atlanta GA 05/2018 Present
Bank Of America, N.A. Atlanta GA 05/2018 Present
  • 06/2016 → 12/2017
    Principal
    Atlanta, GA
  • 06/2016 → 12/2017
    Principal Securities
    Atlanta, GA
  • 10/2017 → 05/2018
    Accumulation Wealth Strategies, Inc.
    Atlanta, GA
  • 05/2018 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Atlanta, GA
  • 05/2018 → Present
    Bank Of America, N.A.
    Atlanta, GA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-05-17
  • S66 Uniform Combined State Law Examination
    2002-05-17
Other Names
  • Thomas Nelson Kikly
  • Nelson Kikly
  • Thomas Kikly

View on SEC IAPD

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