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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2019-08-06
IL RA APPROVED 2018-11-02
  • IA RA
    APPROVED
    Since 2019-08-06
  • IL RA
    APPROVED
    Since 2018-11-02

Branch Locations

121 S. Main Street, Kewanee, IL 61443 • United States

3243 E. 35Th Street Ct, Davenport, IA 52807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Signator Investors, Inc. Kewanee IL 05/2016 11/2018
Osaic Wealth, Inc Davenport IA 11/2018 Present
St Paul Lutheran Church - Personnel Board Davenport IA 08/2024 Present
  • 05/2016 → 11/2018
    Signator Investors, Inc.
    Kewanee, IL
  • 11/2018 → Present
    Davenport, IA
  • 08/2024 → Present
    St Paul Lutheran Church - Personnel Board
    Davenport, IA
Previous Registrations
  • 2017-01-13 → 2018-11-02
    Signator Investors, Inc.
    Rochester, MN
    Kewanee, IL
    Cedar Rapids, IA
    Davenport, IA
Other Businesses

1. FORTUNAIRE FOUNDATION POSITION: Board Member NATURE: Giving to the needy INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 04/01/2013 ADDRESS: 5123 Middle Rd, Bettendorf IA 52722, United States DESCRIPTION: Attend board meetings 2. JACKSON & PECK FINANCIAL GROUP, LLC -INSURANCE BROKER POSITION: Insurance Broker NATURE: fixed insurance sales INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/01/2016 ADDRESS: 121 S. Main St., Kewanee IL 61443, United States DESCRIPTION: insurance sales 3. JACKSON & PECK FINANCIAL GROUP, LLC - SECURITIES POSITION: Owner NATURE: DBA for securities INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 04/01/2008 ADDRESS: 3243 E 35th St. Ct., Davenport IA 52807, United States DESCRIPTION: Marketing financial services to clients 4. Jackson Peck Financial Group, LLC POSITION: Owner NATURE: rental property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/01/2008 ADDRESS: 3243 E 35th St. Ct., Davenport, Iowa, 52807 DESCRIPTION: Other 5. QUAD CITIES FINANCIAL GROUP POSITION: Investment Advisor representative NATURE: secondary office location were advertised DBA is Quad Cities Finl group INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 40 START DATE: 08/11/2021 ADDRESS: 3243 E 35th St. Ct., Davenport IA 52807, United States DESCRIPTION: DBA name for secondary location 6. MOLINE GIRLS YOUTH BASKETBALL ASSOCIATION POSITION: Board Member NATURE: I am a board member on a youth basketball org.we help decide the direction of the organization and help with fundraising INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 3 START DATE: 10/01/2021 ADDRESS: 3600 Avenue of the Cities, Moline IL 61254, United States DESCRIPTION: I am a board member on a youth basketball org.we help decide the direction of the organization and help with fundraising 7. PECK CAPITAL MANAGEMENT, LLC POSITION: Owner NATURE: This is my SCorp that was started to collect commissions (non securities) and pay expenses related to business such as phone, heat bill, cell phone, etc. it also pays the payroll for Haley, our non registered assistant. I also transfer my commissions into this account if they are not already direct deposited here. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 12/01/2023 ADDRESS: 3243 E 35th St. Ct., Davenport IA 52807, United States DESCRIPTION: This is my SCorp that was started to collect commissions (non securities) and pay expenses related to business such as phone, heat bill, cell phone, etc. it also pays the payroll for Haley, our non registered assistant. I also transfer my commissions into this account if they are not already direct deposited here. 8. ST PAUL LUTHERAN CHURCH - PERSONNEL BOARD POSITION: Board Member NATURE: Board to review church personnel INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/15/2024 ADDRESS: 2136 Brady St., Davenport IA 52803, United States DESCRIPTION: Board to review church personnel

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-10-28
S63 Uniform Securities Agent State Law Examination 2002-06-12
  • S65 Uniform Investment Adviser Law Examination
    2016-10-28
  • S63 Uniform Securities Agent State Law Examination
    2002-06-12

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